Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Burmester

  IRN NXB00287

  • [FCA CF] Client dealing (12 Oct 2021 to 26 Apr 2023)
• Nicholas Charles Trevor Stamp

  IRN NCS01048

  • CF30 Customer (16 Nov 2011 to 13 Jun 2012)
• Nicholas George Partick-Hiley

  IRN NGP01033

  • CF30 Customer (8 Mar 2012 to 20 Jan 2014)
• Nicholas Gordon Ellis

  IRN NGE01004

  • CF30 Customer (1 Nov 2007 to 29 Jan 2009)
  • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
• Nicholas Hurst Page

  IRN NHP01021

  • CF2 Non Executive Director (28 Jun 2010 to 22 Mar 2012)
• Nicholas James Collins Cooke

  IRN NJC01117

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
• Nicholas John Hodges

  IRN NJH01104

  • CF30 Customer (29 Jan 2013 to 10 Jul 2013)
• Nicholas Joseph Pennington

  IRN NJP01088

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (8 May 2002 to 31 Oct 2007)
• Nicholas Patrick Robert Smith

  IRN NPS01072

  • CF30 Customer (14 Nov 2012 to 17 Dec 2013)
• Nicholas Paul Batram

  IRN NPB01045

  • CF30 Customer (1 Nov 2007 to 8 Jul 2008)
  • CF21 Investment Adviser (29 Nov 2004 to 31 Oct 2007)

No changes recorded yet.