Nicholas James Collins Cooke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Limited

    FRN 182011

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 28 Aug 2015)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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