Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 May 2020)
    • SMF3 Executive Director (6 Jun 2023 to 2 Dec 2025)
    • [FCA CF] Significant management (16 May 2020 to 1 Dec 2025)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2020)
    • CF30 Customer (7 Aug 2014 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (16 Nov 2011 to 13 Jun 2012)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (7 Jul 2010 to 2 Aug 2011)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.