Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 28 Nov 2011)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (1 Jun 2006 to 31 Jul 2006)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF16 Significant Mgt (Desgntd Investment Business) (5 Aug 2004 to 8 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2006)
    • CF26 Customer Trading (1 Dec 2001 to 23 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.