CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy David Hamilton Hargreave

  IRN JDH01080

  • CF30 Customer (1 Nov 2007 to 30 Mar 2018)
  • CF22 Investment Adviser (Trainee) (25 Jan 2006 to 2 Nov 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)
  • CF27 Investment Management (1 Dec 2001 to 27 May 2005)
• Jeremy Michael Harris St John

  IRN JMH01130

  • CF30 Customer (6 Jan 2011 to 2 Oct 2019)
• Jill Patricia McAleenan

  IRN JPM01131

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (12 Oct 2017 to 8 Dec 2019)
• Jodie Simpson

  IRN JAP01281

  • CF30 Customer (23 Dec 2014 to 11 May 2018)
• John Benjamin Simon

  IRN JBS01039

  • CF30 Customer (1 Feb 2008 to 15 Oct 2019)
• John Edward Ralph Bridges

  IRN JEB01096

  • CF21 Investment Adviser (20 Apr 2004 to 8 Sep 2004)
• John Richard Gulliver

  IRN JRG01082

  • CF1 Director (18 Sep 2017 to 10 Jul 2019)
• John Roy Duncan,Wilkinso Kennan

  IRN JRK01028

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan Charles Hitchin

  IRN JCH01102

  • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2002)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Mar 2002)
• Jonathan Stuart Cotty

  IRN JSC01139

  • CF30 Customer (9 Jun 2009 to 11 May 2010)

No changes recorded yet.