Jonathan Stuart Cotty

• ValidPath Limited

  FRN 197107

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2023)
  • CF30 Customer (since 25 Jan 2023)
  • CF1 Director (AR) (since 25 Jan 2023)
• Moor Independent Financial Advisers Limited

  FRN 982622

  • (2)Employed By (since 25 Jan 2023)
• Courtiers Investment Services Limited (no longer approved here)

  FRN 124995

  • [FCA CF] Client dealing (1 Oct 2021 to 13 May 2022)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 13 May 2022)
• Davidsons Independent Financial Advisers Limited (no longer approved here)

  FRN 224407

  • [FCA CF] Client dealing (4 Dec 2020 to 15 Jul 2022)
  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 15 Jul 2022)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (29 Nov 2018 to 20 Apr 2020)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (589)Employed By (29 Nov 2018 to 20 Apr 2020)
• ORCHARD HOUSE (I.F.A.S) LTD. (no longer approved here)

  FRN 433181

  • CF30 Customer (1 Jul 2016 to 11 Jul 2017)
• CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

  FRN 209741

  • CF30 Customer (9 Jun 2009 to 11 May 2010)

No changes recorded yet.