Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canaccord Genuity Wealth Limited
FRN 194927
- SMF10 Chair of the Risk Committee (since 9 Dec 2019)
- SMF11 Chair of the Audit Committee (since 9 Dec 2019)
- CF2 Non Executive Director (8 Jul 2009 to 8 Oct 2012)
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CANACCORD GENUITY ASSET MANAGEMENT LIMITED
FRN 209741
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (12 Oct 2017 to 8 Dec 2019)
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CG Wealth Planning Limited
FRN 594155
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
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- CF1 Director (14 Nov 2005 to 16 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.