John Richard Gulliver

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF1 Director (18 Sep 2017 to 10 Jul 2019)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF28 Systems and controls (1 Nov 2007 to 23 Oct 2012)
    • CF1 Director (23 Mar 2006 to 8 Oct 2012)
    • CF13 Finance (30 Jan 2002 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.