Cambrian Associates Limited

• Principal Place of Business

  Dean Watson and Paul Stanley

  Begbies Traynor

  340 Deansgate

  Manchester

  Greater Manchester

  M3 4LY

  UNITED KINGDOM

  Phone

  +441615297431

• Complaints Contact

  Dean Watson and Paul Stanley

  Begbies Traynor

  340 Deansgate

  Manchester

  Greater Manchester

  M3 4LY

  UNITED KINGDOM

  Phone

  +441615297431

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy -to-let mortgages
  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

  Show 1 limitation Hide limitations

  • · This permission is limited to lending that is in connection with the repayment of fees, which is only for regular premium business and no interest or other charges are levied on the lending

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Richard George Carew

  IRN RGC00039

  • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 30 Apr 2021)
  • [FCA CF] Client dealing (1 Feb 2020 to 30 Apr 2021)
  • CF1 Director (AR) (3 Jan 2012 to 30 Apr 2021)
  • CF30 Customer (1 Nov 2007 to 30 Apr 2021)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard John Ledsham

  IRN RJL01175

  • CF30 Customer (1 Nov 2007 to 10 Dec 2010)
  • CF22 Investment Adviser (Trainee) (1 Dec 2006 to 31 Oct 2007)
• Roger Michael Taylor

  IRN RMT00005

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (AR) (27 Feb 2020 to 19 Jul 2022)
  • Responsible for Insurance Mediation (22 Aug 2008 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 25 Mar 2013)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Sally Jane Beare

  IRN SJB01653

  • CF2 Non Executive Director (15 Sep 2014 to 31 Jul 2019)
• Sharon Mary Rogers

  IRN SMR01191

  • CF30 Customer (1 Jan 2016 to 31 Mar 2017)
• Sophie Wood

  IRN SXT45388

  • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 15 Nov 2024)
• Stephen Harold Robert Hopkins

  IRN SHH00003

  • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 1 Jul 2023)
  • [FCA CF] Client dealing (1 Feb 2020 to 1 Jul 2023)
  • CF1 Director (AR) (25 Apr 2012 to 1 Jul 2023)
  • CF30 Customer (1 Nov 2007 to 1 Jul 2023)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Walter Sydney Byrne Simpson

  IRN WSS00009

  • [FCA CF] Client dealing (1 Feb 2020 to 5 Apr 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 5 Apr 2024)
  • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
• Zoe Lloyd

  IRN ZXL45393

  • [FCA CF] Manager of certification employee (1 Feb 2020 to 30 Sep 2022)

• Heathmoor Financial Services Ltd (no longer appointed)

  FRN 806256 · Appointed 11 Apr 2018 · Until 16 Aug 2022

• MICHAEL OWEN INDEPENDENT FINANCIAL ADVISERS LTD (no longer appointed)

  FRN 797444 · Appointed 1 Jan 2018 · Until 2 Jun 2025

• Stephen Hopkins IFA Limited (no longer appointed)

  FRN 580333 · Appointed 27 Apr 2012 · Until 9 Oct 2023

• Richard Carew Independent Financial Advisers Limited (no longer appointed)

  FRN 570295 · Appointed 2 Dec 2011 · Until 30 Apr 2021

• Broker Services UK Ltd (no longer appointed)

  FRN 504409 · Appointed 3 Aug 2009 · Until 21 Aug 2009

No changes recorded yet.