Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 May 2024)
    • [FCA CF] Functions requiring qualifications (since 7 May 2024)
  • H C I Financial Services Limited (no longer approved here)

    FRN 197342

    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 5 Apr 2024)
    • [FCA CF] Client dealing (1 Jun 2021 to 5 Apr 2024)
  • Cambrian Associates Limited (no longer approved here)

    FRN 158976

    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 5 Apr 2024)
    • [FCA CF] Client dealing (1 Feb 2020 to 5 Apr 2024)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.