H C I Financial Services Limited

• Principal Place of Business

  H C I Financial Services Ltd

  Cambrian House

  Lakeside Business Village

  St. Davids Park

  Deeside

  Flintshire

  CH5 3XA

  UNITED KINGDOM

  Phone

  +441244539595

  Web

  https://www.hcifs.co.uk

• Complaints Contact

  H C I Financial Services Ltd

  Cambrian House

  Lakeside Business Village

  St. Davids Park

  Deeside

  Flintshire

  CH5 3XA

  UNITED KINGDOM

  Phone

  +441244539595

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Ault

  IRN CXA01389

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2022)
  • [FCA CF] Client dealing (since 23 Nov 2022)
• Daniel David Potgieter

  IRN DXD00237

  • SMF3 Executive Director (since 23 Jan 2023)
• Daniel Gilligan

  IRN DXG45385

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
• David George Murphy

  IRN DGM01139

  • CF10 Compliance Oversight (15 Jul 2010 to 1 Nov 2018)
  • CF11 Money Laundering Reporting (15 Jul 2010 to 1 Nov 2018)
  • CF1 Director (7 Aug 2009 to 30 Sep 2018)
• David Mills

  IRN DJM01638

  • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 8 Apr 2026)
  • [FCA CF] Client dealing (1 Jun 2021 to 8 Apr 2026)
• George Greenhaugh

  IRN GXG45384

  • [FCA CF] Functions requiring qualifications (22 Aug 2022 to 31 Mar 2023)
  • [FCA CF] Client dealing (22 Aug 2022 to 31 Mar 2023)
• George Murphy

  IRN GXM00041

  • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jan 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 23 Jan 2020)
  • CF11 Money Laundering Reporting (23 Oct 2018 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 23 Jan 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 May 2010)
• Howard Morris

  IRN HDM00003

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 1 Jun 2021)
• Jack Edward Taylor

  IRN JXT27368

  • Responsibility for MCD Intermediation (since 20 Oct 2023)
• Jack Taylor

  IRN JET01106

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 1 Sep 2023)
  • SMF16 Compliance Oversight (since 1 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2023)
  • SMF3 Executive Director (since 1 Sep 2023)
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)

• The Ideal Savings Company Ltd (no longer appointed)

  FRN 517276 · Appointed 2 Feb 2010 · Until 4 Jul 2012

No changes recorded yet.