Howard Morris

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H C I Financial Services Limited

    FRN 197342

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
  • Cambrian Associates Limited

    FRN 158976

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • CF30 Customer (23 Jul 2018 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (5 Mar 2012 to 16 May 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 May 2011 to 6 Jul 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (18 Jan 2011 to 19 May 2011)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF24 Pension Transfer Specialist (2 Jun 2003 to 31 May 2006)
    • CF21 Investment Adviser (2 Jun 2003 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.