David Mills

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cambrian Associates Limited

    FRN 158976

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
  • H C I Financial Services Limited (no longer approved here)

    FRN 197342

    • [FCA CF] Client dealing (1 Jun 2021 to 8 Apr 2026)
    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 8 Apr 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (5 Jun 2017 to 4 Dec 2017)
  • Compass Financial (UK) Limited (no longer approved here)

    FRN 616200

    • Employed By (5 Jun 2017 to 4 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.