Sharon Mary Rogers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Oct 2023)
Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Oct 2023)
Alexander Beard Investment Management Limited (no longer approved here)
FRN 225566
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2023)
- CF30 Customer (22 Nov 2018 to 31 Aug 2023)
Alexander Beard Ltd. (no longer approved here)
FRN 765002
- (8)Employed By (16 Jan 2019 to 31 Aug 2023)
INNES REID INVESTMENTS LIMITED (no longer approved here)
FRN 211626
- CF30 Customer (13 Mar 2017 to 15 Oct 2018)
Cambrian Associates Limited (no longer approved here)
FRN 158976
- CF30 Customer (1 Jan 2016 to 31 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.