Richard John Ledsham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 52 Finance Limited

    FRN 766136

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 22 Sep 2017)
    • CF10 Compliance Oversight (22 Sep 2017 to 8 Dec 2019)
    • CF1 Director (22 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (22 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Sep 2017 to 30 Sep 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (28 Sep 2012 to 21 Sep 2017)
    • CF1 Director (AR) (28 Sep 2012 to 21 Sep 2017)
  • 52 Finance Ltd (no longer approved here)

    FRN 587527

    • Employed By (28 Sep 2012 to 21 Sep 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Dec 2010 to 27 Jun 2012)
  • Cambrian Associates Limited (no longer approved here)

    FRN 158976

    • CF30 Customer (1 Nov 2007 to 10 Dec 2010)
    • CF22 Investment Adviser (Trainee) (1 Dec 2006 to 31 Oct 2007)

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Updates to this individual's record on the FCA register.

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