Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cambrian Associates Limited
FRN 158976
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (AR) (27 Feb 2020 to 19 Jul 2022)
- Responsible for Insurance Mediation (22 Aug 2008 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 25 Mar 2013)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
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- SMF3 Executive Director (1 Sep 2020 to 6 Jun 2025)
- Responsible for Insurance Distribution (1 Sep 2020 to 8 Sep 2023)
- SMF16 Compliance Oversight (1 Sep 2020 to 8 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Sep 2020 to 8 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.