Caliber Financial Associates Limited

Date authorised
1 April 2013
Companies House
04163971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 5
    Doolittle Yard
    Froghall Road
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2NW
    UNITED KINGDOM
    Phone
    +441525375286

  • Complaints Contact

    Unit 5 First Floor
    Doolittle Yard
    Froghall Road
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2NW
    UNITED KINGDOM
    Phone
    +441525375286

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Chapman

    IRN GXC00104

    • CF8 Apportionment and Oversight (20 Oct 2008 to 31 Mar 2009)
    • CF3 Chief Executive (20 Oct 2008 to 20 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 25 Oct 2013)
    • CF11 Money Laundering Reporting (13 Sep 2002 to 7 Mar 2008)
    • CF10 Compliance Oversight (13 Sep 2002 to 7 Mar 2008)
    • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (13 Sep 2002 to 31 Oct 2007)
    • CF1 Director (13 Sep 2002 to 22 Feb 2016)
  • Giuseppe Pasquale

    IRN GXP00058

    • CF30 Customer (7 Nov 2014 to 6 Nov 2020)
  • Helen May Cambell

    IRN HMC01052

    • CF30 Customer (10 Feb 2009 to 12 Nov 2010)
  • Helen Ruth Vaughan

    IRN HRB01013

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (19 Dec 2016 to 30 Apr 2021)
  • Iain Donald Rankin

    IRN IDR00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 May 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Dec 2017)
    • CF30 Customer (since 22 Jul 2010)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
  • Janet Arnold

    IRN JXA01268

    • CF30 Customer (6 Apr 2011 to 30 Apr 2016)
  • John Christian Towers

    IRN JCT00013

    • CF30 Customer (18 Feb 2009 to 30 Nov 2012)
  • John Francis Spinney

    IRN JFS00001

    • CF30 Customer (27 Feb 2008 to 30 Nov 2012)
  • Kenneth Robert Anglestein

    IRN KRA00005

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2022)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
    • CF1 Director (AR) (18 Nov 2005 to 20 Dec 2022)
  • Lisa Bussell

    IRN LXB00105

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
    • CF30 Customer (6 Jul 2019 to 31 May 2023)
    • CF21 Investment Adviser (13 Sep 2002 to 3 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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