Caliber Financial Associates Limited

Date authorised
1 April 2013
Companies House
04163971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 5
    Doolittle Yard
    Froghall Road
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2NW
    UNITED KINGDOM
    Phone
    +441525375286

  • Complaints Contact

    Unit 5 First Floor
    Doolittle Yard
    Froghall Road
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2NW
    UNITED KINGDOM
    Phone
    +441525375286

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mathew Richard Brett Tyler

    IRN MRT01133

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Dec 2016)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
  • Natasha Lorraine Welch

    IRN NLW01013

    • CF21 Investment Adviser (16 Jan 2006 to 15 Dec 2006)
    • CF22 Investment Adviser (Trainee) (2 Apr 2004 to 16 Jan 2006)
  • Patricia Florence Elizabeth Harris

    IRN PFH01041

    • CF30 Customer (10 Jun 2015 to 19 Aug 2016)
  • Patrick Joseph McAneney

    IRN PJM01423

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Feb 2019)
    • CF30 Customer (since 1 Nov 2007)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (21 Feb 2019 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (11 Sep 2007 to 31 Oct 2007)
  • Paul David Herbert

    IRN PDH00009

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 23 Oct 2006)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
  • Paul Ormerod

    IRN PSO01014

    • CF1 Director (AR) (9 Apr 2011 to 1 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2017)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 6 Nov 2003)
  • Peter Charles Hawkins

    IRN PXH00201

    • CF30 Customer (7 Sep 2012 to 31 Jan 2013)
  • Philip Timothy Tiffin

    IRN PTT00001

    • CF30 Customer (26 Jan 2010 to 30 Nov 2012)
  • Roger Frederick Yates

    IRN RFY00001

    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Feb 2019)
    • CF11 Money Laundering Reporting (15 Nov 2016 to 5 Feb 2019)
    • CF10 Compliance Oversight (15 Nov 2016 to 5 Feb 2019)
    • Responsibility for MCD Intermediation (15 Nov 2016 to 5 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 5 Feb 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (13 Sep 2002 to 5 Feb 2019)
    • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (13 Sep 2002 to 31 Oct 2007)
    • CF3 Chief Executive (13 Sep 2002 to 1 Sep 2008)
    • CF8 Apportionment and Oversight (13 Sep 2002 to 1 Sep 2008)
  • Simon Ashley Tanner

    IRN SXT00121

    • CF21 Investment Adviser (7 Aug 2002 to 7 Aug 2002)
    • CF24 Pension Transfer Specialist (7 Aug 2002 to 7 Aug 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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