Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMS Wealth Ltd (no longer approved here)

    FRN 586862

    • CF30 Customer (13 Oct 2020 to 9 Feb 2021)
    • [FCA CF] Functions requiring qualifications (11 Jul 2020 to 19 Jan 2021)
    • [FCA CF] Client dealing (11 Jul 2020 to 19 Jan 2021)
  • Asset Wise Associates Ltd (no longer approved here)

    FRN 544490

    • Employed By (31 Jan 2017 to 9 Feb 2021)
  • Caliber Financial Associates Limited (no longer approved here)

    FRN 211875

    • CF1 Director (AR) (9 Apr 2011 to 1 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2017)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 6 Nov 2003)
  • Caliber Financial Management Limited (no longer approved here)

    FRN 471230

    • Employed By (1 Nov 2007 to 9 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.