Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (13 Oct 2020 to 9 Feb 2021)
- [FCA CF] Functions requiring qualifications (11 Jul 2020 to 19 Jan 2021)
- [FCA CF] Client dealing (11 Jul 2020 to 19 Jan 2021)
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- Employed By (31 Jan 2017 to 9 Feb 2021)
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- CF1 Director (AR) (9 Apr 2011 to 1 Feb 2017)
- CF30 Customer (1 Nov 2007 to 1 Feb 2017)
- CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Oct 2002 to 6 Nov 2003)
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- Employed By (1 Nov 2007 to 9 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.