Caliber Financial Associates Limited

Date authorised
1 April 2013
Companies House
04163971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 5
    Doolittle Yard
    Froghall Road
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2NW
    UNITED KINGDOM
    Phone
    +441525375286

  • Complaints Contact

    Unit 5 First Floor
    Doolittle Yard
    Froghall Road
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2NW
    UNITED KINGDOM
    Phone
    +441525375286

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allan James MacDonald

    IRN AJM00041

    • CF30 Customer (1 Nov 2007 to 17 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2006 to 17 Dec 2008)
  • Andrew David Norman

    IRN ADN00004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 12 Jan 2021)
    • Responsible for Insurance Distribution (since 12 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 29 Sep 2005)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (21 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Mar 2019 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Aug 2004 to 31 Oct 2007)
  • Anthony Michael Segaller

    IRN AMS00005

    • [FCA CF] Client dealing (20 Dec 2019 to 1 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 1 Oct 2022)
    • CF21 Investment Adviser (27 Sep 2005 to 31 Oct 2007)
  • Barry Fryer

    IRN BXF00023

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (1 Nov 2008 to 1 Apr 2025)
  • Danielle Simone Taylor

    IRN DSF00016

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (5 Nov 2015 to 30 Apr 2021)
  • David Anthony Soulsby

    IRN DAS00020

    • CF30 Customer (9 Jun 2015 to 1 Feb 2017)
  • Deborah Suzanne Ormerod

    IRN DSA00005

    • CF1 Director (AR) (9 Apr 2011 to 1 Feb 2017)
    • CF1 Director (20 Oct 2008 to 3 Nov 2016)
    • CF30 Customer (7 Mar 2008 to 1 Feb 2017)
    • CF10 Compliance Oversight (7 Mar 2008 to 3 Nov 2016)
    • CF11 Money Laundering Reporting (7 Mar 2008 to 3 Nov 2016)
  • Fiona Jane Gray

    IRN FJG00009

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
    • CF1 Director (AR) (27 Dec 2017 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2021)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
  • Gary Lister-Thorn

    IRN GXL01560

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 13 Mar 2015)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • Gemma Gray

    IRN GXG00008

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Nov 2024)
    • [FCA CF] Client dealing (since 26 Nov 2024)
    • CF30 Customer (since 18 Nov 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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