Deborah Suzanne Ormerod

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CMS Wealth Ltd (no longer approved here)
FRN 586862
- CF30 Customer (13 Oct 2020 to 9 Feb 2021)
- [FCA CF] Functions requiring qualifications (11 Jul 2020 to 19 Jan 2021)
- [FCA CF] Client dealing (11 Jul 2020 to 19 Jan 2021)
Asset Wise Associates Ltd (no longer approved here)
FRN 544490
- Employed By (31 Jan 2017 to 9 Feb 2021)
Caliber Financial Associates Limited (no longer approved here)
FRN 211875
- CF1 Director (AR) (9 Apr 2011 to 1 Feb 2017)
- CF1 Director (20 Oct 2008 to 3 Nov 2016)
- CF30 Customer (7 Mar 2008 to 1 Feb 2017)
- CF11 Money Laundering Reporting (7 Mar 2008 to 3 Nov 2016)
- CF10 Compliance Oversight (7 Mar 2008 to 3 Nov 2016)
Caliber Financial Management Limited (no longer approved here)
FRN 471230
- Employed By (7 Mar 2008 to 9 Feb 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.