Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (20 Feb 2020 to 9 Feb 2022)
- [FCA CF] Functions requiring qualifications (20 Feb 2020 to 9 Feb 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (AR) (27 Dec 2017 to 30 Apr 2021)
- CF30 Customer (1 Nov 2007 to 30 Apr 2021)
- CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
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- (3)Employed By (1 Dec 2001 to 14 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.