Lisa Bussell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2023)
    • CF1 Director (AR) (since 28 Mar 2023)
    • CF30 Customer (since 28 Mar 2023)
  • Woodlands Financial Management Limited

    FRN 993703

    • Employed By (since 28 Mar 2023)
  • Caliber Financial Associates Limited (no longer approved here)

    FRN 211875

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
    • CF30 Customer (6 Jul 2019 to 31 May 2023)
    • CF21 Investment Adviser (13 Sep 2002 to 3 Feb 2003)
  • Caliber Financial Management Limited (no longer approved here)

    FRN 471230

    • Employed By (6 Jul 2019 to 1 Jun 2023)
  • Caliber Financial Associates Ltd (2455) (no longer approved here)

    FRN 182659

    • Employed By (4 Jan 2001 to 5 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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