Helen Ruth Vaughan

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midas Portal Limited

    FRN 917942

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
    • [FCA CF] Client dealing (since 22 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 22 Oct 2025)
    • CF1 Director (AR) (since 2 Feb 2021)
    • CF30 Customer (since 2 Feb 2021)
  • Woburn Street Financial Planning Ltd

    FRN 942386

    • Employed By (since 2 Feb 2021)
  • Caliber Financial Associates Limited (no longer approved here)

    FRN 211875

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (19 Dec 2016 to 30 Apr 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Jun 2012 to 21 Aug 2014)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (27)Employed By (14 Jun 2012 to 21 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.