Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caliber Financial Associates Limited
FRN 211875
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 1 May 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (since 27 Dec 2017)
- CF30 Customer (since 22 Jul 2010)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
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Caliber Financial Planning Ltd
FRN 524454
- Employed By (since 22 Jul 2010)
Recent activity
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