Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (25 Jan 2013 to 25 Oct 2013)
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- CF3 Chief Executive (20 Oct 2008 to 20 Dec 2013)
- CF8 Apportionment and Oversight (20 Oct 2008 to 31 Mar 2009)
- CF30 Customer (1 Nov 2007 to 25 Oct 2013)
- CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (13 Sep 2002 to 31 Oct 2007)
- CF1 Director (13 Sep 2002 to 22 Feb 2016)
- CF10 Compliance Oversight (13 Sep 2002 to 7 Mar 2008)
- CF11 Money Laundering Reporting (13 Sep 2002 to 7 Mar 2008)
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- Employed By (17 Apr 2001 to 5 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.