Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caliber Financial Management Limited (no longer approved here)

    FRN 471230

    • Employed By (25 Jan 2013 to 25 Oct 2013)
  • Caliber Financial Associates Limited (no longer approved here)

    FRN 211875

    • CF3 Chief Executive (20 Oct 2008 to 20 Dec 2013)
    • CF8 Apportionment and Oversight (20 Oct 2008 to 31 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 25 Oct 2013)
    • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (13 Sep 2002 to 31 Oct 2007)
    • CF1 Director (13 Sep 2002 to 22 Feb 2016)
    • CF10 Compliance Oversight (13 Sep 2002 to 7 Mar 2008)
    • CF11 Money Laundering Reporting (13 Sep 2002 to 7 Mar 2008)
  • Caliber Financial Associates Ltd (2455) (no longer approved here)

    FRN 182659

    • Employed By (17 Apr 2001 to 5 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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