BURLINGTON ASSOCIATES LIMITED

• Principal Place of Business

  Burlington Associates Ltd

  30 Crown Place

  London

  Hackney

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402073297500

  Web

  https://www.burlingtonfs.com

• Complaints Contact

  Burlington Associates Ltd

  30 Crown Place

  London

  Hackney

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402073297500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Hedley Christopher Waugh

  IRN HCW01034

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Feb 2021)
  • CF30 Customer (9 Mar 2017 to 8 Dec 2019)
• Ian Douglas Chapman

  IRN IDC00001

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Jeffrey Simon Bennett

  IRN JSB00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Jan 2006 to 15 Jul 2013)
  • CF8 Apportionment and Oversight (3 Jan 2006 to 1 Sep 2008)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (3 Jan 2006 to 15 May 2012)
• John Peter Groves

  IRN JPG01110

  • Responsible for Insurance Distribution (since 23 Jan 2024)
  • SMF16 Compliance Oversight (since 23 Jan 2024)
• Jonathan Richard Dore

  IRN JRD01079

  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Oct 2023)
  • CF10 Compliance Oversight (1 Feb 2019 to 8 Dec 2019)
• Kamaljit Kaur Bajwa

  IRN KKB01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
• Leslie John Vincent Ellis

  IRN LJE00007

  • CF10 Compliance Oversight (8 May 2012 to 24 Mar 2017)
• Mandeep Singh Panesar

  IRN MSP00001

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Nov 2010 to 8 Dec 2019)
• Matthew John De Courcy-Ireland

  IRN MJD01299

  • CF21 Investment Adviser (3 Jan 2006 to 10 May 2007)
• Michael Russell Ian Ross

  IRN MXR01475

  • CF30 Customer (7 Feb 2011 to 4 Aug 2013)

No changes recorded yet.