Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2020)
    • [FCA CF] Client dealing (since 30 Apr 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2020)
    • CF30 Customer (20 Mar 2013 to 8 Dec 2019)
  • BURLINGTON ASSOCIATES LIMITED (no longer approved here)

    FRN 439731

    • CF21 Investment Adviser (3 Jan 2006 to 10 May 2007)
  • Burlington Associates Ltd (no longer approved here)

    FRN 224942

    • Employed By (15 Aug 2005 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.