Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 30 Apr 2020)
- [FCA CF] Client dealing (since 30 Apr 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2020)
- CF30 Customer (20 Mar 2013 to 8 Dec 2019)
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- CF21 Investment Adviser (3 Jan 2006 to 10 May 2007)
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- Employed By (15 Aug 2005 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.