BURLINGTON ASSOCIATES LIMITED

• Principal Place of Business

  Burlington Associates Ltd

  30 Crown Place

  London

  Hackney

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402073297500

  Web

  https://www.burlingtonfs.com

• Complaints Contact

  Burlington Associates Ltd

  30 Crown Place

  London

  Hackney

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402073297500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Adam Joshua Ellerton

  IRN AJE01143

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
• Andrew John Tolley

  IRN AJT00007

  • CF21 Investment Adviser (3 Jan 2006 to 6 Feb 2007)
• Balvinder Singh Sohi

  IRN BSS01022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Dec 2010 to 8 Dec 2019)
• Chanelle Thomas

  IRN CXT00107

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Apr 2026)
• Christopher David Rickard

  IRN CDR01037

  • CF21 Investment Adviser (3 Jan 2006 to 9 May 2007)
• Craig Stuart Cameron

  IRN CSC00003

  • CF1 Director (3 Jan 2006 to 16 Feb 2009)
  • CF21 Investment Adviser (3 Jan 2006 to 28 Sep 2007)
• Dale Rory Pilkington

  IRN DRP01069

  • CF2 Non Executive Director (24 Mar 2009 to 10 Aug 2010)
• Daniel Mark Shayler

  IRN DMS01170

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 9 Jan 2019)
  • Responsibility for MCD Intermediation (since 7 Dec 2018)
  • CF1 Director (1 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (1 Aug 2007 to 31 Oct 2007)
• Darren Thomson

  IRN DXT00307

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Apr 2023)
  • [FCA CF] Client dealing (since 27 Apr 2023)
• Gary Jason Lucas

  IRN GXL00068

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2018)
  • CF10 Compliance Oversight (24 Mar 2017 to 13 Nov 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Nov 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jan 2006 to 30 Sep 2018)
  • CF1 Director (3 Jan 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (3 Jan 2006 to 31 Oct 2007)

No changes recorded yet.