Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 9 Jan 2019)
    • Responsibility for MCD Intermediation (since 7 Dec 2018)
    • CF1 Director (1 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (1 Aug 2007 to 31 Oct 2007)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (22 Feb 2007 to 3 Aug 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2006 to 22 Feb 2007)
  • Burlington Associates Ltd (no longer approved here)

    FRN 224942

    • Employed By (18 Nov 2003 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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