John Peter Groves

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BURLINGTON ASSOCIATES LIMITED
FRN 439731
- SMF16 Compliance Oversight (since 23 Jan 2024)
- Responsible for Insurance Distribution (since 23 Jan 2024)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2023)
- CF30 Customer (12 Oct 2015 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (5 Nov 2014 to 9 Oct 2015)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (10 Dec 2013 to 30 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.