Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BURLINGTON ASSOCIATES LIMITED (no longer approved here)

    FRN 439731

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 1 Sep 2008)
    • CF10 Compliance Oversight (3 Jan 2006 to 15 May 2012)
    • CF1 Director (3 Jan 2006 to 15 Jul 2013)
  • Burlington Associates Ltd (no longer approved here)

    FRN 224942

    • Employed By (11 Jun 2003 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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