Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (3 Jan 2006 to 1 Sep 2008)
- CF10 Compliance Oversight (3 Jan 2006 to 15 May 2012)
- CF1 Director (3 Jan 2006 to 15 Jul 2013)
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- Employed By (11 Jun 2003 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.