Leslie John Vincent Ellis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BURLINGTON ASSOCIATES LIMITED (no longer approved here)
FRN 439731
- CF10 Compliance Oversight (8 May 2012 to 24 Mar 2017)
Ferris & Culverwell Financial Services Ltd (no longer approved here)
FRN 220183
- (1)Employed By (22 Dec 2004 to 31 Jan 2005)
Mortgage Solutions 4 U Ltd (no longer approved here)
FRN 409704
- (1)Employed By (13 Oct 2004 to 22 Dec 2004)
B.C.A. Mortgage Keys (no longer approved here)
FRN 214748
- Employed By (10 Oct 2003 to 13 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.