Hedley Christopher Waugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 15 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • City Capital Financial Planning LLP

    FRN 584402

    • Employed By (since 15 Feb 2021)
  • BURLINGTON ASSOCIATES LIMITED (no longer approved here)

    FRN 439731

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Feb 2021)
    • CF30 Customer (9 Mar 2017 to 8 Dec 2019)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (8 Mar 2010 to 9 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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