BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Richards

  IRN DXR01566

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF2 Chief Finance (9 Dec 2019 to 5 Dec 2023)
  • CF1 Director (16 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Nov 2008 to 18 Oct 2019)
• Dinesh Mahajan

  IRN DXM02164

  • [FCA CF] Client dealing (2 Aug 2023 to 8 Sep 2023)
• Edward Mark Riou Benson

  IRN EMB01015

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Dec 2022)
  • CF30 Customer (5 Nov 2012 to 8 Dec 2019)
• Elliot Marshall

  IRN EXM21284

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2021)
  • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
• Francisco Javier Soriano Guerra

  IRN FJS01040

  • CF30 Customer (3 Apr 2017 to 4 Jul 2018)
• Frank Thatcher Lewis

  IRN FTL01001

  • CF30 Customer (12 Dec 2008 to 23 Oct 2009)
• Gareth Emile Pickard

  IRN GXP01128

  • [FCA CF] Significant management (9 Dec 2019 to 28 Mar 2022)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
• Gary Cunningham

  IRN GXC01189

  • CF30 Customer (3 Apr 2017 to 22 Feb 2018)
• Gary Mark Hayes

  IRN GMH01093

  • CF3 Chief Executive (21 Nov 2008 to 28 Feb 2018)
  • CF30 Customer (21 Nov 2008 to 28 Feb 2018)
  • CF10 Compliance Oversight (21 Nov 2008 to 12 Apr 2010)
  • CF1 Director (21 Nov 2008 to 28 Feb 2018)
• George Michael Wales

  IRN GMW01128

  • [FCA CF] Client dealing (since 13 Oct 2025)

No changes recorded yet.