Frank Thatcher Lewis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (13 Feb 2017 to 31 Aug 2017)
  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • CF29 Significant management (6 Feb 2015 to 11 Jul 2016)
    • CF30 Customer (21 Oct 2011 to 11 Jul 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (30 Nov 2009 to 14 Sep 2011)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (12 Dec 2008 to 23 Oct 2009)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (1 Oct 2003 to 17 Feb 2004)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.