Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Rock Capital Management (UK) LLP (no longer approved here)

    FRN 937100

    • [FCA CF] Client dealing (15 Nov 2021 to 9 Apr 2026)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2021)
    • CF30 Customer (7 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.