Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF1 Director (21 Nov 2008 to 28 Feb 2018)
    • CF10 Compliance Oversight (21 Nov 2008 to 12 Apr 2010)
    • CF3 Chief Executive (21 Nov 2008 to 28 Feb 2018)
    • CF30 Customer (21 Nov 2008 to 28 Feb 2018)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (26 Jun 2006 to 2 Apr 2007)
    • CF1 Director (13 Jun 2006 to 2 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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