Gary Cunningham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (3 Dec 2020 to 9 Jul 2024)
    • [FCA CF] Proprietary trader (3 Dec 2020 to 9 Jul 2024)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (3 Apr 2017 to 22 Feb 2018)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF26 Customer Trading (1 Dec 2001 to 13 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.