Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTIG Limited
FRN 484589
- SMF3 Executive Director (since 9 Dec 2019)
- SMF2 Chief Finance (9 Dec 2019 to 5 Dec 2023)
- CF1 Director (16 Mar 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Nov 2008 to 18 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.