Date authorised
5 April 2018
Companies House
10860717
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +4401403334455
  • Complaints Contact

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +4401403334455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David White

    IRN DJW01420

    • SMF3 Executive Director (9 Dec 2020 to 9 Oct 2023)
  • Edward Dymott

    IRN EXD81693

    • SMF1 Chief Executive (since 1 Dec 2023)
    • SMF3 Executive Director (since 2 Nov 2022)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 13 Jan 2023)
  • Gary Hilton

    IRN GXH00223

    • [FCA CF] Significant management (1 Oct 2022 to 23 May 2023)
    • [FCA CF] CASS oversight function (1 Oct 2022 to 23 May 2023)
    • [FCA CF] Functions requiring qualifications (1 Oct 2022 to 23 May 2023)
  • Gillian Hepburn

    IRN GXH00114

    • [FCA CF] Significant management (1 Jan 2024 to 30 Sep 2025)
  • Helen Louise Fitzgerald

    IRN HLF01015

    • SMF3 Executive Director (since 10 Apr 2025)
  • Helen Smith

    IRN HXS00570

    • [FCA CF] Significant management (since 11 Jun 2025)
  • Ian Robert Cooke

    IRN IRC00013

    • SMF3 Executive Director (30 Jan 2020 to 25 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Feb 2022)
    • CF3 Chief Executive (5 Apr 2018 to 8 Dec 2019)
  • Ilani Loomes-Liebenberg

    IRN IXL17424

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Manager of certification employee (since 5 Jun 2025)
    • [FCA CF] Significant management (since 5 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2024)
    • SMF1 Chief Executive (12 Apr 2022 to 1 Dec 2023)
    • SMF3 Executive Director (12 Apr 2022 to 15 Apr 2025)
    • [FCA CF] Significant management (15 Nov 2021 to 12 Apr 2022)
    • [FCA CF] Manager of certification employee (15 Nov 2021 to 12 Apr 2022)
  • James Lasenby

    IRN JJL01051

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2025)
    • CF10a CASS Oversight function (25 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Apr 2018 to 2 Jan 2019)
    • CF1 Director (5 Apr 2018 to 8 Dec 2019)
  • James Ovenden

    IRN JXO00093

    • [FCA CF] Significant management (since 15 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.