Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 20 May 2024)
    • [FCA CF] Functions requiring qualifications (since 20 May 2024)
    • [FCA CF] Significant management (since 20 May 2024)
    • [FCA CF] CASS oversight function (since 19 Jul 2023)
  • Fusion Wealth Limited (no longer approved here)

    FRN 541404

    • [FCA CF] Significant management (1 Oct 2022 to 23 May 2023)
    • [FCA CF] Functions requiring qualifications (1 Oct 2022 to 23 May 2023)
  • Bright Square Pensions Limited (no longer approved here)

    FRN 788317

    • [FCA CF] Significant management (1 Oct 2022 to 23 May 2023)
    • [FCA CF] CASS oversight function (1 Oct 2022 to 23 May 2023)
    • [FCA CF] Functions requiring qualifications (1 Oct 2022 to 23 May 2023)
  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Nov 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 25 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.