Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Client dealing (since 5 Jan 2026)
- [FCA CF] Manager of certification employee (since 5 Jan 2026)
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- [FCA CF] Material risk taker (1 Feb 2025 to 30 Sep 2025)
- SMF3 Executive Director (26 Mar 2024 to 30 Sep 2025)
- CF2 Non Executive Director (AR) (1 Jan 2024 to 20 Aug 2025)
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- [FCA CF] Material risk taker (1 Feb 2025 to 30 Sep 2025)
- [FCA CF] Significant management (1 Jan 2024 to 30 Sep 2025)
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- [FCA CF] Material risk taker (1 Feb 2025 to 30 Sep 2025)
- SMF3 Executive Director (26 Mar 2024 to 30 Sep 2025)
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- Employed By (1 Jan 2024 to 20 Aug 2025)
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- [FCA CF] Significant management (1 Jan 2024 to 30 Sep 2025)
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- [FCA CF] Manager of certification employee (8 Jun 2022 to 21 Jan 2024)
- [FCA CF] Client dealing (1 Oct 2020 to 21 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.