Bowmore Financial Planning Limited

• Principal Place of Business

  Bowmore Financial Planning

  5-6 Farleigh House

  Old Weston Road

  Flax Bourton

  Bristol

  North Somerset

  BS48 1UR

  UNITED KINGDOM

  Phone

  +4401275462469

  Web

  https://www.bowmorefp.com

• Complaints Contact

  Bowmore Financial Planning

  5-6 Farleigh House

  Old Weston Road

  Flax Bourton

  Bristol

  North Somerset

  BS48 1UR

  UNITED KINGDOM

  Phone

  +441275462469

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice
  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward David John Goodchild

  IRN EDG01010

  • Director of firm who is not a certification employee or a SMF manager (28 Jan 2020 to 10 Jun 2020)
• Gillian Pamela Millen

  IRN GPM00022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (3 Dec 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Dec 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Dec 2015 to 30 Sep 2018)
  • CF1 Director (21 Sep 2015 to 8 Dec 2019)
  • CF30 Customer (21 Sep 2015 to 8 Dec 2019)
• Graeme Smallman

  IRN GXS02484

  • [FCA CF] Functions requiring qualifications (12 Aug 2024 to 17 Apr 2025)
  • [FCA CF] Client dealing (12 Aug 2024 to 17 Apr 2025)
• Jamie Lee Flook

  IRN JLF01063

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
  • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
• Jill Ellicott

  IRN JXE00079

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
• John Michael Clamp

  IRN JMC01433

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
• Jonathan Mark Brewis Daniels

  IRN JMD01130

  • SMF9 Chair of the Governing Body (since 27 Jan 2025)
• Jonothan Charles McColgan

  IRN JCM00073

  • CF22 Investment Adviser (Trainee) (10 Jul 2003 to 7 Jun 2004)
• Joshua Ian Mortimore

  IRN JXM04161

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
  • [FCA CF] Client dealing (since 12 Nov 2024)
• Katherine Maule

  IRN KEG01021

  • CF30 Customer (1 Nov 2007 to 1 Dec 2014)
  • CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Jun 2004 to 6 Dec 2006)

No changes recorded yet.