Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bowmore Financial Planning Limited
FRN 115180
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (12 Dec 2016 to 8 Dec 2019)
-
- CF30 Customer (19 Jun 2013 to 25 Nov 2019)
-
- CF30 Customer (1 Sep 2011 to 1 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.