Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
  • Christopher Mayes (no longer approved here)

    FRN 135693

    • CF30 Customer (19 Jun 2013 to 25 Nov 2019)
  • Premier Financial Management Ltd (no longer approved here)

    FRN 189921

    • CF30 Customer (1 Sep 2011 to 1 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.