Graeme Smallman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • [FCA CF] Client dealing (12 Aug 2024 to 17 Apr 2025)
    • [FCA CF] Functions requiring qualifications (12 Aug 2024 to 17 Apr 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2024)
    • CF30 Customer (3 Dec 2019 to 13 Aug 2024)
    • CF1 Director (AR) (3 Dec 2019 to 18 Oct 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Feb 2016 to 9 Aug 2019)
  • Ablestoke Financial Planning LLP (no longer approved here)

    FRN 574544

    • (6)Employed By (1 Feb 2016 to 9 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.