Bowmore Financial Planning Limited

Date authorised
1 April 2013
Companies House
01633500
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bowmore Financial Planning
    5-6 Farleigh House
    Old Weston Road
    Flax Bourton
    Bristol
    North Somerset
    BS48 1UR
    UNITED KINGDOM
    Phone
    +4401275462469
    Web
    https://www.bowmorefp.com

  • Complaints Contact

    Bowmore Financial Planning
    5-6 Farleigh House
    Old Weston Road
    Flax Bourton
    Bristol
    North Somerset
    BS48 1UR
    UNITED KINGDOM
    Phone
    +441275462469

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ludvig Frick

    IRN LLF00002

    • CF30 Customer (14 Mar 2011 to 2 Sep 2015)
  • Mark Hardwick Millett

    IRN MHM01037

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
  • Mark Jonathan Jeffs

    IRN MJJ01118

    • CF30 Customer (1 Apr 2013 to 31 May 2019)
  • Mark Stephen Scobie

    IRN MSS00009

    • CF30 Customer (1 Nov 2007 to 21 Apr 2011)
    • CF3 Chief Executive (24 Apr 2007 to 1 Sep 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 13 Nov 2014)
  • Mark Wayne Incledon

    IRN MWI00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (1 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (20 Apr 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Matthew John Harker

    IRN MXH00612

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
  • Matthew Richards

    IRN MXR00048

    • CF30 Customer (20 Feb 2013 to 24 Jul 2014)
  • Neil Oliver Rushton

    IRN NOR01003

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2020)
    • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
  • Owen Christopher William Moore

    IRN OXM09505

    • CF30 Customer (28 Oct 2019 to 8 Dec 2019)
  • Paul Curtis Scobie

    IRN PXS00016

    • CF1 Director (1 Dec 2001 to 29 Apr 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Apr 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2005)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.