Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF3 Chief Executive (AR) (since 10 Mar 2026)
    • Responsible for Insurance Distribution (since 20 Feb 2026)
    • SMF1 Chief Executive (since 20 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
    • [FCA CF] Client dealing (since 4 Jun 2025)
  • Old Mill Financial Planning Limited (no longer approved here)

    FRN 967142

    • [FCA CF] Client dealing (3 Oct 2022 to 13 Jun 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 13 Jun 2025)
  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2020)
    • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (29 Oct 2008 to 30 Sep 2010)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF22 Investment Adviser (Trainee) (15 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.