Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (26 Feb 2024 to 20 Feb 2026)
- CF30 Customer (8 Dec 2023 to 20 Feb 2026)
- CF1 Director (AR) (8 Dec 2023 to 20 Feb 2026)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Mar 2024)
- CF1 Director (AR) (1 Dec 2014 to 5 Mar 2024)
- CF30 Customer (1 Dec 2014 to 5 Mar 2024)
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- (3)Employed By (17 Nov 2014 to 20 Feb 2026)
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- CF30 Customer (9 Apr 2013 to 7 Oct 2014)
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- CF30 Customer (26 Sep 2012 to 26 Apr 2013)
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- CF30 Customer (27 Apr 2010 to 22 Oct 2010)
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- Employed By (11 Dec 2007 to 22 Oct 2010)
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- CF1 Director (1 Dec 2001 to 29 Apr 2004)
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 29 Apr 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 29 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Rathmore Financial Limited
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controlled function added: (3)Employed By at Rathmore Financial Limited