Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (26 Feb 2024 to 20 Feb 2026)
    • CF30 Customer (8 Dec 2023 to 20 Feb 2026)
    • CF1 Director (AR) (8 Dec 2023 to 20 Feb 2026)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Mar 2024)
    • CF1 Director (AR) (1 Dec 2014 to 5 Mar 2024)
    • CF30 Customer (1 Dec 2014 to 5 Mar 2024)
  • Rathmore Financial Limited (no longer approved here)

    FRN 586059

    • (3)Employed By (17 Nov 2014 to 20 Feb 2026)
  • Henri James Wealth Ltd (no longer approved here)

    FRN 586453

    • CF30 Customer (9 Apr 2013 to 7 Oct 2014)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (26 Sep 2012 to 26 Apr 2013)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (27 Apr 2010 to 22 Oct 2010)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (11 Dec 2007 to 22 Oct 2010)
  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • CF1 Director (1 Dec 2001 to 29 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Apr 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Rathmore Financial Limited

  2. controlled function added: (3)Employed By at Rathmore Financial Limited