Bowmore Financial Planning Limited

Date authorised
1 April 2013
Companies House
01633500
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bowmore Financial Planning
    5-6 Farleigh House
    Old Weston Road
    Flax Bourton
    Bristol
    North Somerset
    BS48 1UR
    UNITED KINGDOM
    Phone
    +4401275462469
    Web
    https://www.bowmorefp.com

  • Complaints Contact

    Bowmore Financial Planning
    5-6 Farleigh House
    Old Weston Road
    Flax Bourton
    Bristol
    North Somerset
    BS48 1UR
    UNITED KINGDOM
    Phone
    +441275462469

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul James Humphrey

    IRN PJH01409

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
  • Roger Ian Ganpatsingh

    IRN RIG01016

    • Director of firm who is not a certification employee or a SMF manager (since 16 Sep 2024)
  • Royston William Quick

    IRN RXQ00004

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
    • [FCA CF] Client dealing (since 16 Jan 2023)
  • Sharon Critchlow

    IRN SXC00195

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Nov 2015)
    • CF11 Money Laundering Reporting (29 Apr 2004 to 30 Nov 2015)
    • CF10 Compliance Oversight (29 Apr 2004 to 30 Nov 2015)
    • CF1 Director (17 Aug 2002 to 30 Nov 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Sian Ulia Davies Cole

    IRN SUC01003

    • CF30 Customer (6 Oct 2017 to 8 Mar 2019)
  • Tom Joel Lambeau Henshaw

    IRN TJH01213

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 25 Oct 2024)
    • [FCA CF] Client dealing (4 Jan 2021 to 25 Oct 2024)
  • Tracey Gloyne

    IRN TXC00069

    • CF30 Customer (15 Aug 2016 to 2 Mar 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.